IA Compliance: The Full 360° View - Compliance Solutions for a Rapidly Changing Regulatory World

Event Details

IA Compliance: The Full 360° View - Compliance Solutions for a Rapidly Changing Regulatory World

Time: April 5, 2017 to April 7, 2017
Location: Capital Hilton Washington, DC
City/Town: Capital Hilton Washington, DC
Website or Map: http://iawatchconferences.com…
Event Type: public finance
Organized By: IA WATCH
Latest Activity: Dec 31

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Event Description

New President. New Congress. New SEC commissioners. New regulatory initiatives out of Washington.

All this equals more challenges for compliance officers.

The big changes in our nation’s capital translate into new responsibilities for you, as you’ll be tested to ensure your firm can comply with Washington’s expanding expectations.

Enroll in IA Watch’s 360° crash course designed to guarantee that you’ll meet the task ahead. We’ve assembled a stellar collection of Washington insiders, regulators and forward-thinking peers to help you at our 2017 IA Compliance: The Full 360° View conference. Sample our agenda...

  • Exclusive IA Watch Meet Your Regulator sessions to score unique insights into hot SEC initiatives
  • How the prospect of third-party exams changes the regulatory landscape
  • Guidance to craft solid business continuity and transition plans
  • What CCOs can do to avoid being named in an SEC enforcement action
  • New ways to solve the cybersecurity puzzle – and protect your firm from online predators
  • Tips to improve how you monitor and test your compliance program
  • And much more.

And there’s more...

An IA Watch Exclusive Bonus: Attendees go home with checklists, worksheets, templates and more – tools-you-will-use to bolster your program.

Plus, sign up for our Special Pre-Conference Workshop: Mastering Major Form ADV Changes on Wednesday, April 5, 2017.

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